As outlined in NIH Guide Notice Supplemental Policy Information: Elements of an NIH Data Management and Sharing Plan, DMS Plans should address the following recommended elements and are recommended to be two pages or less in length. As described in the Application Guide, the DMS Plan should be attached to the application as a PDF file. See NIH’s Format Attachments page.
1. Data Type
Briefly describe the scientific data to be managed and shared:
- Summarize the types (for example, 256-channel EEG data and fMRI images) and amount (for example, from 50 research participants) of scientific data to be generated and/or used in the research. Descriptions may include the data modality (e.g., imaging, genomic, mobile, survey), level of aggregation (e.g., individual, aggregated, summarized), and/or the degree of data processing.
- Describe which scientific data from the project will be preserved and shared. NIH does not anticipate that researchers will preserve and share all scientific data generated in a study. Researchers should decide which scientific data to preserve and share based on ethical, legal, and technical factors. The plan should provide the reasoning for these decisions.
- A brief listing of the metadata, other relevant data, and any associated documentation (e.g., study protocols and data collection instruments) that will be made accessible to facilitate interpretation of the scientific data
2. Related Tools, Software and/or Code
Indicate whether specialized tools are needed to access or manipulate shared scientific data to support replication or reuse, and name(s) of the needed tool(s) and software. If applicable, specify how needed tools can be accessed.
3. Standards
Describe what standards, if any, will be applied to the scientific data and associated metadata (i.e., data formats, data dictionaries, data identifiers, definitions, unique identifiers, and other data documentation).
4. Data Preservation, Access, and Associated Timelines
Give plans and timelines for data preservation and access, including:
- The name of the repository(ies) where scientific data and metadata arising from the project will be archived. See Selecting a Data Repository for information on selecting an appropriate repository.
- How the scientific data will be findable and identifiable, i.e., via a persistent unique identifier or other standard indexing tools.
- When the scientific data will be made available to other users and for how long. Identify any differences in timelines for different subsets of scientific data to be shared.
- Note that NIH encourages scientific data to be shared as soon as possible, and no later than the time of an associated publication or end of the performance period, whichever comes first. NIH also encourages researchers to make scientific data available for as long as they anticipate it being useful for the larger research community, institutions, and/or the broader public.
5. Access, Distribution, or Reuse Considerations
Describe any applicable factors affecting subsequent access, distribution, or reuse of scientific data related to:
- Informed consent
- Privacy and confidentiality protections consistent with applicable federal, Tribal, state, and local laws, regulations, and policies
- Whether access to scientific data derived from humans will be controlled
- Any restrictions imposed by federal, Tribal, or state laws, regulations, or policies, or existing or anticipated agreements
- Any other considerations that may limit the extent of data sharing. Any potential limitations on subsequent data use should be communicated to the individuals or entities (for example, data repository managers) that will preserve and share the scientific data. The NIH ICO will assess whether an applicant’s DMS plan appropriately considers and describes these factors. For more examples, see Frequently Asked Questions for examples of justifiable reasons for limiting sharing of data.
6. Oversight of Data Management and Sharing
Indicate how compliance with the DMS Plan will be monitored and managed.
FOR STONY BROOK UNIVERSITY RESEARCHERS, use this language in Element 6:
The award will be administered and managed through the Research Foundation for the State University of New York. Monitoring and execution of this Data Management and Sharing Plan will be the responsibility of the project’s Principal Investigator (PI). Compliance with the plan will be monitored by the PI routinely. Progress on data sharing and/or changes to the DMSP will be reported in the Research Performance Progress Report annually. The Office of the Vice President for Research at Stony Brook University has created a data management and sharing plan compliance system as part of their process for review and submission of JIT requests, the annual NIH progress report and the NIH final report.
